Conduct of Business and Compliance Seminar

27 March 2012 Conduct of Business and Compliance Seminar. Conduct of business is now the major regulatory focus as the FCA develops through the 'shadow' team at the FSA. Norton Rose LLP and the BSA bring the crucial topics of compliance and conduct of business together, in a joint morning seminar in London on Tuesday [...]

27 March 2012

Conduct of Business and Compliance Seminar. Conduct of business is now the major regulatory focus as the FCA develops through the 'shadow' team at the FSA. Norton Rose LLP and the BSA bring the crucial topics of compliance and conduct of business together, in a joint morning seminar in London on Tuesday 27 March 2012. The event will cover the PRA and FCA - challenges for dual-regulated firms, product intervention and outcome-based regulation - the FCA's conduct of business model, financial promotions, BSI 8453:2011 - compliance framework for regulated financial services firms, and compliance challenges in 2012. The seminar will be of importance to business units, legal, and compliance. Venue: Norton Rose LLP, 3 More London Riverside, SE1. Details: www.bsa.org.uk/events.